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sec jobs act faq April 10, 2012

Posted by Bradley in : financial regulation , trackback

Is here. The SEC also published a document analysing Reg. D filings. Here’s a brief excerpt:

If there were a built-in bias against private offerings as suggested in a recent Wall Street Journal article.. it is not manifested through dominance in capital raised through public offerings or supported by current capital raising trends. Moreover, the estimated amount of capital raised through Reg D offerings in 2010 ($878 billion) is similar in magnitude to the estimated amount of capital raised in 2000 prior to start of the Sarbanes-Oxley regulatory environment ($960 billion..). In this respect, and given the pace of 2011 Reg D offerings, there is no evidence that the Reg D offering market has shrunk over this period.


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