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boston stock exchange September 5, 2007

Posted by Bradley in : Uncategorized , trackback

SEC Press Release: SEC Charges Boston Stock Exchange and Former President James Crofwell With Failing to Police Specialists:

The Commission’s Order against the Exchange and Crofwell finds that the Exchange’s failure allowed hundreds of violations per day to go undetected even after the Commission staff had repeatedly warned the Exchange it needed to improve its surveillance systems.


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